Protecting Notaries, Consulting & Other Miscellaneous Professions from Exposure
In addition to accountants, lawyers, agents, brokers and other licensed professionals, Kaufman Dolowich’s legal team provides professional liability/errors and omissions counsel to individuals and companies delivering a diverse range of services. Our lawyers recognize the incredible variety of businesses that are not among the traditional professions but are at risk of lawsuits arising from advice provided to customers. From IT consulting companies to human resource department vendors to travel agents and individual notaries, organizations and individuals operating in all sectors of the economy are subject to liability claims arising out of the day-to-day information and services they deliver to their customers.
Experienced Representation in Errors & Omissions Claims
When a business or individual faces a claim alleging their mistake caused a customer to sustain a financial loss, the professional liability attorneys at Kaufman Dolowich are well-prepared to handle the matter. Our lawyers employ a comprehensive approach to defending cases involving errors and omissions (E&O)claims. We take the time to learn as much as we can about our clients’ businesses and the industries they operate within. Many industries, especially those that have not been around for a long period of time, may not be governed by any particular set of laws and regulations. When statutory and regulatory standards are not available, our attorneys undertake a careful review of best practices established by industry associations. We also consult with experienced individuals within the industry to gain a full understanding of the nature of the business.
The members of our Professional Liability/Errors and Omissions Practice understand how troublesome and disruptive these types of suits can be for our clients. We listen to our client’s concerns and keep them fully informed at every stage of the process. We provide clients with a clear assessment of their case, evaluating the potential risks and benefits associated with all available courses of action. While our goal is to resolve these matters before they escalate into costly legal battles, our attorneys aggressively defend businesses and individuals against E&O claims in state and federal courts across the nation when necessary. In some instances we recommend private arbitrations to resolve disputes to keep them out of the public limelight. From the initial review of the claim, to trial and appeal, we strive to protect our clients’ reputations and get them back to focusing on their businesses, not ours, as quickly as possible.
In addition to resolving and litigating E&O cases, our legal team works with individuals and organizations to minimize the risk of exposure to these types of liability claims. Our lawyers regularly review clients’ operations and offer guidance and training on risk-management practices to help our clients avoid these high-stakes claims.
| Co-Managing Partner of Philadelphia Office | Philadelphia, PA , Hackensack, NJ | |
| Partner | New York, NY | |
| Partner Chair of Professional Liability Practice Group |
Woodbury, NY , New York, NY | |
| Partner | New York, NY |
- Fifth Circuit Validates Oral Consent Under TCPA for Telemarketing and Solicitation, 3-16-2026 - Mar 16, 2026
- NYC DCWP Adopts Major Amendments to Debt Collection Rules Effective September 1, 2026, 2-26-2026 - Feb 26, 2026
- insideARM, “Kaufman Dolowich Welcomes Seven Attorneys from McGlinchey Stafford,” 2-16-2026 - Feb 19, 2026
- Global Legal Chronicle, “7 McGlinchey Lawyers Join Kaufman Dolowich in Florida,” 2-10-2026 - Feb 11, 2026
- Law360 Pulse, “Kaufman Dolowich Picks Up 7 McGlinchey Stafford Attys,” 2-5-2026 - Feb 6, 2026
- Kaufman Dolowich Welcomes Seven Attorneys from McGlinchey Stafford, Team strengthens firm’s Consumer Financial Services, Employment Defense and Insurance Coverage areas, 2-5-2026 - Feb 5, 2026
- CFPB Confirms Certain Wage Payments Are Not Extensions of “Credit”, by Richard J. Perr, Esq., 1-20-2026 - Jan 20, 2026
- ACA International, “New Jersey Appeals Court Upholds Victory for Unifund CCR,” quotes Richard J. Perr, Esq., 11-6-2025 - Nov 14, 2025
- Accounts Recovery.net, “Appeals Court Upholds Denial of Motion to Vacate Satisfied Debt Judgment in Licensing Dispute,” features Richard J. Perr, Esq. and Monica M. Littman, Esq., 11-6-2025 - Nov 7, 2025
- CFPB’s New Interpretive Rule Clarifies Federal Preemption of State Credit Reporting Laws, Revokes 2022 Interpretive Rule, by Richard J. Perr, Esq.,11-5-2025, - Nov 5, 2025
- Law Alert: State Mini TCPA Laws Growing -Texas Latest to Update its Telemarketing Rules, 8-21-2025, by Richard J. Perr, Monica M. Littman, Graeme E. Hogan, Dominic Borelli, and Kristen Ruotolo - Aug 22, 2025
- Supreme Court Decision Reshapes Legal Terrain for TCPA Class Actions, by Richard J. Perr, Esq., Jason M. Myers, Esq., and Graeme E. Hogan, Esq., 7-1-2025 - Jul 1, 2025
- Litchfield Cavo Litigator Joins Kaufman Dolowich in LA, Law360 Pulse, 5-14-2025 - May 15, 2025
- Kaufman Dolowich Adds Alexandria Hobson-Choi as Litigation Partner, Bloomberg Law, 5-13-25 - May 14, 2025
- Alexandria Hobson-Choi Joins Kaufman Dolowich’s Los Angeles Office; Expands Labor & Employment and Consumer Financial Services Teams, 5-13-2025 - May 13, 2025
- Kaufman Dolowich Adds Litchfield Cavo Litigator In SoCal, Law360 California Pulse, 5-6-2025 - May 9, 2025
- Kaufman Dolowich Expands Torrance Office with Addition of Partner Mark Worthge, 5-5-25 - May 5, 2025
- FCC Grants One-Year Extension for Complying with Part of TCPA Consent Revocation Rules, by Richard Perr, Monica Littman, Keith Wier, Dominic Borelli, Tabitha Mangano and Kristen Ruotolo, 4-9-2025 - Apr 9, 2025
- Kaufman Dolowich Legal Team Prevails on Behalf of Client Against Successor Liability Claims, 4-2-2025 - Apr 2, 2025
- Eleventh Circuit Vacates the Federal Communications Commission’s One-to-One Consent Rule, by Richard Perr, Monica Littman, Dominic Borelli, Tabitha Mangano, and Kristen Ruotolo, 3-5-2025 - Mar 5, 2025
- Feasting, Pledging, and Wagering, Philly Attorneys Prepare for Super Bowl, Legal Intelligencer quotes Richard Perr, Esq., 2-6-2025 - Feb 7, 2025
- NYC – DCWP Further Delays Effective Date of Amended Debt Collection Rules, by Richard Perr, Monica Littman, Justin Russell, Dominic Borelli, Tabitha Mangano and Kristen Ruotolo, 2-4-2025 - Feb 4, 2025
- Corporate Transparency Act Remains on Hold Despite Supreme Court Decision, by Seth Meyer, Esq. and Alisha Talati, Esq, 1-24-2025 - Jan 24, 2025
- Rough Waters Ahead: Corporate Transparency Act Blocked Nationwide by Federal District Court, by Seth Meyer, Esq. and Alisha Talati, Esq.,12-5-2024 - Dec 5, 2024
- FCC Proposes First AI-Generated Robocall and Robotext Rules, by Richard J. Perr, Esq., Monica M. Littman, Esq. and Justin Russell, Esq., 11-13-2024 - Nov 13, 2024
- California Expands Scope of Rosenthal Fair Debt Collection Act to Certain Commercial Debts, by Richard J. Perr, Esq., Monica M. Littman, Esq., and Dominic Borelli, Esq., 11-6-2024 - Nov 6, 2024
- Federal Court Grants Summary Judgment in Debt Collector’s Favor in FDCPA and TCPA Case, by Richard J. Perr, Esq. and Dominic Borelli, Esq., 10-16-2024 - Oct 16, 2024
- Richard Perr, Esq. quoted in Law 360 article, High Court’s TCPA Grant Set To Broaden Loper Bright’s Blow, 10-11-2024 - Oct 14, 2024
- NYC Department of Consumer and Worker Protection Enacts New Debt Collection Rules, by Richard J. Perr, Esq., Justin Russell, Esq., and Monica M. Littman, Esq., 9-12-24 - Sep 12, 2024
- CFPB To Track Nonbank Repeat Corporate Offenders Through New Registry, by Richard Perr, Esq., 6-27-2024 - Jun 27, 2024
- FCC Targets AI Robocalls and Changes Robocall/Robotext Consent Revocation Rules, by Richard J. Perr, Esq., 4-2-2024 - Apr 2, 2024
- New Sweeping Data Privacy Laws On the Horizon, by Richard J. Perr, Esq., 3-21-2024 - Mar 21, 2024
- Medical Debt Collection Strategy Plays Key Role in Federal Court Decision, 2-12 2024 - Feb 12, 2024
- Justin Russell, Esq, highlighted in Law360 Pulse “Kaufman Dolowich Adds Ex-Financial Services CLO In Fla.”, 2-9-2024 - Feb 10, 2024
- Law Alert: Digital Consumer Payment Apps Face Scrutiny, by Richard Perr, Esq. and Monica Littman, Esq. - Dec 13, 2023
- Consumer Financial Protection Bureau Announces Rulemaking to Remove Medical Debt from Credit Reports, 9-27-2023 - Sep 27, 2023
- “Kaufman Dolowich Moves Philly Team Into Center City Tower,” Law 360 Pulse, 3-8-2023 - Mar 9, 2023
- “National Law Firm Relocates Philadelphia Office to One Liberty Place,” Philadelphia Business Journal, Gregory Hyman, Esq. featured, 3-8-2023 - Mar 9, 2023
- Kaufman Dolowich Relocates Philadelphia Office to One Liberty Place, March 2023 - Mar 7, 2023
- October 2022, “Settling Securities Disputes,” Annual Public Investors Advocate Bar Association - Oct 31, 2022
- Finra’s One-Time Offer: Discharge Bad Brokers And Avoid “Restricted” Designation, quote from Gregg Breitbart, Esq., in AdvisorHub - Sep 16, 2022
- Richard Perr quoted, Appeals court dismisses major debt collection suit in win for banks, American Banker, 9-12-2022 - Sep 14, 2022
- So, You’re in Legal Trouble. Does Your Firm Have Your Back? Financial Advisor IQ, March 23, 2022 - Mar 28, 2022
- KD Alert: Text Messages May Not Be Subject to the Telephone Consumer Protection Act (“TCPA”) - Mar 10, 2022
- Attys Say 11th Circ. FDCPA Ruling Could Harm Their Practices, Law 360, quoted Rick Perr, 1-25-22 - Jan 27, 2022
- Countdown to Compliance with Regulation F of the Fair Debt Collection Practices Act (FDCPA), Nov. 15 – Nov. 19 - Nov 29, 2021
- Countdown to Compliance with “Regulation F” of the Fair Debt Collection Practices Act (“FDCPA”) Nov. 8 – Nov. 12 - Nov 29, 2021
- 6 Days Remain to Prepare for “Regulation F”: KD’s Countdown to Compliance Continues - Nov 24, 2021
- The Epic Journey of a Pivotal 11th Circuit Debt-Collection Case, The Daily Docket, noted Richard Perr, November 19, 2021 - Nov 22, 2021
- 11th Circ. Will Rehear Debt Collection Privacy Suit, Law 360, quote by Richard Perr, November 17, 2021 - Nov 18, 2021
- CFPB Debt Collection Rules Pose Test for Medical, Student Debt, Bloomberg Law, featuring Rick Perr, October 18, 2021 - Oct 18, 2021
- Copycat Attorneys Come Out: 11th Circuit Ruling Prompts Plaintiffs to Launch New Attack on Debt Collectors, NJSBA Daily Briefing, Sept. 20, 2021 - Sep 21, 2021
- Gregg Breitbart, Gara Seagraves, present “FINRA Hot Topics: A View From the Field” at 2021 IBDC Annual Conference - Sep 14, 2021
- California Opens DFPI Licensing Application Process; Agencies must Apply by December - Sep 13, 2021
- New State Work From Home Regulations Boosting Flexibility for Licensed Entities - Jul 23, 2021
- Where will CFPB come down on buy now/pay later loans? American Banker, ft. Richard Perr - Jul 20, 2021
- KD Petitions the 11th Circuit to Revisit Crucial FDCPA Ruling on Behalf of Industry Client - Jun 25, 2021
- Court Decision Muddies Debt Collector Communications, American Banker, ft. Richard Perr - May 12, 2021
- Supreme Court Strikes Down Part of TCPA - Apr 1, 2021
- High Court FCRA Case Could Shake Up Class Action Standing, Law360, ft. Richard Perr - Mar 29, 2021
- The CFPB Debt Collection Rule: Where It Is and Where It Is Going – Webinar: Richard Perr and Monica Littman, Presenters - Mar 5, 2021
- Supreme Court will Address whether Each Class Member Must Have an Injury to Establish Standing - Dec 21, 2020
- What To Watch As High Court Tackles Robocall Ban’s Scope, Law360, ft. Richard Perr - Dec 8, 2020
- Webinar on Analyzing The Increase in CFPB Enforcement Actions - Nov 9, 2020
- KD Alert: CFPB Releases its Long-Awaited Final Debt Collection Rule - Nov 3, 2020
- Debt Collectors Allowed to Text, Email Under New CFPB Rules (1), BloombergLaw, ft. Richard Perr - Nov 2, 2020
- Employees of Collection Agencies Working Nevada Accounts are Permitted to Work From Home through December 31, 2020 - Sep 22, 2020
- Employees of Collection Agencies Working Nevada Accounts Must Work from the Brick and Mortar Location Listed on the License - Aug 28, 2020
- IBDC Panel Discussion by Webinar “Succession Planning: Is your practice ready for death, disability or retirement?” - Jul 16, 2020
- Supreme Court Grants Cert to Clarify Autodialer Issue in the Telephone Consumer Protection Act - Jul 13, 2020
- Supreme Court: CFPB Single-Director Structure Unconstitutional, Compliance Week, ft. Richard Perr - Jun 30, 2020
- Supreme Court Limits SEC’s Ability to Mete Out ‘Financial Ruin’ via Disgorgement, Investment News, ft. Nancy Hendrickson - Jun 23, 2020
- Participants in fully funded plans can’t bring ERISA suits – ruling, Pensions & Investments, ft. Nancy Hendrickson - Jun 2, 2020
- Supreme Court’s Thole v. U.S. Bank Ruling Has Constitutional Implications, PlanAdvisor, ft. Nancy Hendrickson - Jun 2, 2020
- Industry Arbitration Claims Spike as Coronavirus Disruptions Continue, InvestmentNews, ft. Daniel Hetzel - May 22, 2020
- INSIGHT: High Court Wary of TCPA Debt Exemption, But Not TCPA, Bloomberg Law - May 21, 2020
- Surge In Client FINRA Arbitration Filings May Be On Horizon, Financial Advisor, ft. Daniel Hetzel - May 21, 2020
- Amid bipartisan criticism, Treasury Dept. attorneys review bank seizures of $1,200 stimulus checks, Washington Post, ft. Richard Perr - Apr 21, 2020
- “FINRA Arbitration of Customer/Broker-Dealer Disputes: An Overview for the Uninitiated,” American Bar Association, Commercial & Business Litigation Committee Quarterly – Winter 2020 - Apr 14, 2020
- US Supreme Court Justices Seem Inclined to Preserve Consumer Bureau, Legal Intelligencer - Apr 7, 2020
- KD Alert – Nationwide COVID-19 Update For Consumer Financial Services - Apr 6, 2020
- “Resolving Shareholder Disputes,” Webinar Panelist – April 1, 2020 - Mar 16, 2020
- Analyzing the Consumer Financial Protection Bureau’s (“CFPB”) Proposed Time-Barred Debt Disclosure Rule Webinar, AcountsRecovery.net - Feb 24, 2020
- FINRA Expungement of Customer Disputes About to Become Much More Expensive - Feb 14, 2020
- KD Alert: Consumer Financial Protection Bureau Announces New Policy Regarding Abusive Acts - Feb 4, 2020
- KD Alert: U.S. Supreme Court to Weigh In on 2015 TCPA Carve-Out for Government-Backed Debt Collection - Jan 17, 2020
- Supreme Court Says Appeals of Bankruptcy Court Stay Orders Have To Be Speedy, Debtwire, ft. Nancy Hendrickson - Jan 16, 2020
- Kaufman Dolowich Strengthens Consumer Financial Services Practice and Doubles Size of Philadelphia Office With the Addition of Four Attorneys - Jan 8, 2020
- How the SEC’s Reg BI Will Affect Retirement Plan Sponsors and Participants, PlanSponsor, ft. Nancy Hendrickson - Jan 8, 2020
- ‘Smart Money’ Says 2nd Circuit Won’t Halt SEC Regulation Best Interest, PlanAdvisor, ft. Nancy Hendrickson - Oct 25, 2019
- No ‘Thank You’: In Morgan Stanley setback, judge won’t extend advisor TRO, On Wall Street Financial Planning, ft. Nancy Henrickson - Aug 9, 2019
- David Baugh – 2019 IBDC Spotlight Series - Jun 18, 2019
- Reg BI Could Make It Easier for B/Ds to Compete With Retirement Plan Advisers, PlanAdviser, ft. Brendan McGarry - Jun 12, 2019
- Brokers Face Heavy Lift to Implement Reg BI by Next Year, Investment News, ft. Brendan McGarry - Jun 10, 2019
- Increased Scrutiny from State and Local Regulators, Aon Advisor Solutions - May 24, 2019
- American Bankers Association Insurance Risk Management Forum (February 3 – 6, 2019) - Dec 13, 2018
- How To Use Insurance To Shield Against Cryptocurrency Risks, Law360, ft. Ivan Dolowich and Marc Voses - Jul 26, 2018
- 3rd Circ. Revives Suit Over $2.5M Bond Investment, Law360, ft. Christopher Nucifora - Apr 26, 2018
- Advisors Greet SEC’s Best Interest Proposal with Skepticism, WealthManagement.com Ft. Brendan McGarry - Apr 24, 2018
- 3rd Circ. Revives Suit Over $2.5M Bond Investment, Law360, ft. Christopher Nucifora - Apr 21, 2018
- SEC Proposes New ‘Best Interest’ Rule For Brokers, Investor’s Business Daily, ft. Brendan McGarry - Apr 20, 2018
- Here’s what investors will learn about their brokers, if the SEC gets its way, MarketWatch, ft. Brendan McGarry - Apr 19, 2018
- SEC proposal leaves big gaps in broker, advisor standards, Financial Planning, ft. Brendan McGarry - Apr 19, 2018
- SEC proposal sparks battle on advisor titles, upends fiduciary debate, On Wall Street, ft. Brendan McGarry - Apr 19, 2018
- Ahead of Wednesday Meeting, Stage Set for Fiduciary Jurisdiction Test Between DOL and SEC, Plan Advisor, ft. Brendan McGarry - Apr 18, 2018
- Judge Sorokin lets Howard Present know that his crushing $12.4M penalty in F-Squared case reflects remorselessness, failure to heed advice and scapegoating innocent parties, RIABiz, ft. Brendan McGarry - Apr 6, 2018
- 5th Circuit Ruling Leaves DOL’s Fiduciary Rule in Limbo, SHRM News, ft. Brendan McGarry - Mar 20, 2018
- Confusion Abounds After Fifth Circuit Decision Vacates DOL Fiduciary Rule, PlanSponsor, ft. Brendan McGarry - Mar 16, 2018
- State securities regulator says states can enforce DOL fiduciary rule, InvestmentNews, ft. Brendan McGarry - Feb 20, 2018
- Broker Protocol FAQ: Who’s out, who’s next and what advisors may lose, Financial Planning, ft. Nancy Hendrickson - Nov 30, 2017
- Press Release: Kaufman Dolowich Adds Two Securities Litigators - May 10, 2017
- Trump’s Move On DOL Fiduciary Rule: A Game Changer For Advisors? InsuranceNewsNet, ft. Brendan McGarry - Feb 13, 2017
- CFP Board, other fiduciary advocates prep for fight to save DoL rule, Financial Planning, ft. Brendan McGarry - Feb 2, 2017
- Regulation Reversal the Ultimate Trump Card? Insurance News Net, ft. Brendan McGarry - Jan 20, 2017
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